Third Party Ethics in Local Government

...a critical examination of third party ethics

Ethical Culture Checklist PDF Print E-mail
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Wednesday, 19 November 2008 14:32

Just as a culture in the traditional sense is something that evolves over time through the ideas, beliefs, and behaviors of many, a culture of ethics is not something that an organization can easily evolve by implementing the items on a checklist. Nonetheless, the elements presented below are those most typically seen in organizations that place a high emphasis on ethics and have staff and officials that are committed to ethical actions and decision-making. In other words, if you can check off most of these elements, you probably have a good start, if not a well-established culture of ethics.


People: Ethical decision-making is a personal action. To encourage the adoption of ethical behavior, organizations need people to serve as role models, supporters, and resources.

¨      Ethics Champion – Someone in leadership (county executive, board member, etc.) who constantly advocates for ethical practices

¨      Leadership – Government leaders who support ethics-related initiatives

¨      Elected officials

¨      Top administrators

¨      Senior managers (agency directors)

¨      Enforcement – Staff who are responsible for investigating possible ethical breaches

¨      Employee participation – Staff who are involved in developing ethics codes and rules

¨      Public participation – Citizens who are involved in establishing policies (not necessarily ethics policies) and implementing programs and services.


Policies: Written policies, codes, and standards are necessary to provide members of the organization with a consistent set of expectations, both rule-based and more general.

¨      Code of Ethics – A document explaining the values the organization recognizes as to be drawn upon for making ethical decisions

¨      Standards of Practice – A document providing guidance on implementing the code in common situations

¨      Rules and policies – Specific policies and procedures for how to deal with explicit situations that have ethical implications

¨      Rules interpretation – Ethics-related rules, policies, and laws are accessible to, explained to, and easily understood by staff.


Resources: Ethical dilemmas are tricky situations. Even well-written value statements and implementation guidelines may not provide enough guidance in many situations.

¨      Ethics hotline

¨      An anonymous way for staff to get feedback on how to handle ethical dilemmas

¨      An anonymous way to report possible ethical breaches

¨      A web presence for communicating ethics measures, anonymous questions/comments

¨      Ethics advisors – Collaborative methods in place to discuss ethical dilemmas

¨      Decision-making too – A decision tree or list of questions to help guide people through ethical dilemmas

 


Training: Early and ongoing training is a necessary component of developing ethical people.

¨      New employee orientation – Discussions on ethics presented to all new hires

¨      Ongoing training – Training on ethics provided to all employees, regardless of tenure

¨      Frontline staff

¨      Management

¨      Elected officials and their staff

¨      Interactive training – Training components include exercises and discussions, not just lecture or presentation

¨      Ongoing discussions – Encouragement from leadership for ongoing discussions of ethical issues/dilemmas

Last Updated on Monday, 08 December 2008 22:17
 
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